-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SzksIeJPQ9NEsznEouhtWkk0BCx2mc4iEukzqthilrPVEgc28NbsHzEtQggR2b5K hXxDYaV4GqUtWyP2HR12SQ== 0000950134-06-003060.txt : 20060214 0000950134-06-003060.hdr.sgml : 20060214 20060214172716 ACCESSION NUMBER: 0000950134-06-003060 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: GLICKMAN FAMILY TRUST GROUP MEMBERS: GLICKMAN PROPERTIES LTD GROUP MEMBERS: MICHELLE L GLICKMAN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Glickman Richard M CENTRAL INDEX KEY: 0001352637 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 250-744-2488 MAIL ADDRESS: STREET 1: C/O ASPREVA PHARMACEUTICALS CORPORATION STREET 2: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z7X8 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aspreva Pharmaceuticals CORP CENTRAL INDEX KEY: 0001314026 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 980435540 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80606 FILM NUMBER: 06617533 BUSINESS ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 SC 13G 1 f17453rgsc13g.htm SCHEDULE 13G sc13g
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Aspreva Pharmaceuticals Corporation
(Name of Issuer)
Common Shares, no par value, and associated share purchase rights
(Title of Class of Securities)
04538T 10 9
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Richard M. Glickman
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   173,050
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,709,6611
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   173,050
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,709,6611
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,267,9111,2
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o Not applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.6%1,2
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Michelle L. Glickman
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,709,6611
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,709,6611
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  2,094,8611,2
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o Not applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.1%1,2
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Glickman Family Trust
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   385,200
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    385,200
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  385,200
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o Not applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  1.1%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Glickman Properties, Ltd.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Victoria, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,709,661
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,709,661
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,709,661
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o Not applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO


 

             
Item 1.
           
    (a)   Name of Issuer
Aspreva Pharmaceuticals Corporation
 
           
    (b)   Address of Issuer’s Principal Executive Offices
1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
 
           
Item 2.
           
    (a)   Name of Person Filing
Richard M. Glickman
Michelle L. Glickman
Glickman Family Trust
Glickman Properties, Ltd.
 
           
    (b)   Address of Principal Business Office or, if none, Residence
c/o Aspreva Pharmaceuticals Corporation
1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
 
           
    (c)   Citizenship
 
           
        Richard M. Glickman
Michelle L. Glickman
Glickman Family Trust
Glickman Properties, Ltd.
  Victoria, British Columbia, Canada
Victoria, British Columbia, Canada
British Columbia, Canada
British Columbia, Canada
             
    (d)   Title of Class of Securities
Common Shares, no par value, and associated share purchase rights
 
           
    (e)   CUSIP Number
04538T 10 9
 
           
Item 3.   If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
 
  (a)   o   Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
  (b)   o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)   o   Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);
 
  (d)   o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e)   o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g)   o   A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
 
  (h)   o   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)   o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j)   o   Group, in accordance with §240.13d-1(b)(1)(ii)(J)

Page 6 of 9 pages


 

Item 4.     Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
                     
    (a)   Amount Beneficially Owned:        
 
          Richard M. Glickman   2,267,911 1, 2
 
          Michelle L. Glickman   2,094,861 1, 2
 
          Glickman Family Trust     385,200  
 
          Glickman Properties, Ltd.     1,709,661  
 
                   
    (b)   Percent of Class:        
 
          Richard M. Glickman   6.6% 1, 2
 
          Michelle L. Glickman   6.1% 1, 2
 
          Glickman Family Trust     1.1%  
 
          Glickman Properties, Ltd.     5.0%  
 
                   
    (c)   Number of shares as to which the person has:        
 
      (i)   Sole power to vote or to direct the vote:        
 
               Richard M. Glickman     173,050  
 
               Michelle L. Glickman     0  
 
               Glickman Family Trust     0  
 
               Glickman Properties, Ltd.     0  
 
                   
 
      (ii)   Shared power to vote or to direct the vote:        
 
                   
 
               Richard M. Glickman   1,709,661 1
 
               Michelle L. Glickman   1,709,661 1
 
               Glickman Family Trust     385,200  
 
               Glickman Properties, Ltd.     1,709,661  
 
                   
 
      (iii)   Sole power to dispose or to direct the disposition of:        
 
                   
 
               Richard M. Glickman     173,050  
 
               Michelle L. Glickman     0  
 
               Glickman Family Trust     0  
 
               Glickman Properties, Ltd.     0  
 
                   
 
      (iv)   Shared power to dispose or to direct the disposition of:        
 
                   
 
               Richard M. Glickman   1,709,661 1
 
               Michelle L. Glickman   1,709,661 1
 
               Glickman Family Trust     385,200  
 
               Glickman Properties, Ltd.     1,709,661  
 
1   Represents shares held by Glickman Properties, Ltd. Richard M. Glickman and Michelle L. Glickman are deemed to have beneficial ownership of the shares held by Glickman Properties, Ltd.
 
2   Includes shares held by the Glickman Family Trust, of which Tobias Glickman, the brother of Mr. Glickman, is the trustee. Richard M. Glickman and Michelle L. Glickman are deemed to have beneficial ownership of the shares held by the Glickman Family Trust.

Page 7 of 9 pages


 

     
Item 5.
  Ownership of Five Percent or Less of a Class
 
   
 
  Not applicable.
 
   
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person
 
   
 
  Not applicable.
 
   
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
   
 
  Not applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group
 
   
 
  Not applicable.
 
   
Item 9.
  Notice of Dissolution of a Group
 
   
 
  Not applicable.
 
   
Item 10.
  Certification
 
   
 
  Not applicable.
 
   

Page 8 of 9 pages


 

[SIGNATURE]
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
  February 14, 2006  
  Date   
     
  /s/ Richard M. Glickman    
  Richard M. Glickman   
     
 
         
     
  /s/ Michelle L. Glickman    
  Michelle L. Glickman   
     
 
         
  Glickman Family Trust
 
 
  By:   /s/ Tobias Glickman    
    Tobias Glickman, Trustee   
       
 
         
  Glickman Properties, Ltd.
 
 
  By:   /s/ Richard M. Glickman    
    Richard M. Glickman, President   
       
 
         

Page 9 of 9 pages

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